Securities law is interwoven in planning for clients across the estate planning spectrum, including public company executives, entrepreneurs, fund managers, and family offices. Explore various compliance requirements and planning alternatives from the perspectives of a corporate attorney, an estate planner, and a corporate fiduciary. Learn about practical application of the securities laws, emphasizing situations that repeatedly arise in the context of estate planning and trust administration, including: accredited investors and qualified purchasers; special provisions applicable to trusts and closely held entities; information disclosure requirements and anti-fraud provisions; and registration requirements and relevant exemptions.
Credits: 1 General, 0 Diversity/Inclusion PR, 0 MH/SA PR, 0 Other PR
Henry L. Mann,Schiff Hardin LLP, Chicago
Benetta Y. Park, J.P. Morgan Private Bank, Chicago
Christine R.W. Quigley,Schiff Hardin LLP, Chicago
Originally presented as part of the 64th Annual Estate Planning Short Course (2021)